Mandatory Commitment

Secondary-market commitment with a firmer lender obligation to deliver mortgage loans or securities.

A mandatory commitment is a secondary-market commitment with a firmer lender obligation to deliver mortgage loans or securities.

Why It Matters

Mandatory commitment matters because it helps explain how lenders manage price risk after quoting and locking borrower loans. The lender may be obligated to deliver loans or securities even if individual borrower behavior changes.

It also matters because this secondary-market execution is separate from the borrower’s note terms. The borrower does not become responsible for the lender’s delivery obligation, but that obligation can affect how the lender manages locks, pricing, and pipeline risk.

Where It Appears in the Borrower Process

Borrowers usually do not see mandatory commitment language in ordinary closing documents. They see the borrower-facing rate, lock period, and loan terms.

The term becomes useful when explaining why lenders are disciplined about lock expirations, loan changes, and timely closing. Behind the scenes, the locked pipeline may be connected to commitments that must be managed carefully.

Mandatory Commitment Compared

TermMain distinction
Best-Efforts CommitmentUsually tied more directly to whether a specific loan closes
Mandatory commitmentCreates a firmer delivery obligation for the lender
To-Be-Announced (TBA) MarketBroader agency MBS forward market connected to lender pricing and hedging

Practical Example

A lender locks a group of loans and uses a mandatory execution to manage secondary-market pricing. If some loans change or fail to close, the lender still has a delivery obligation to manage.

How It Differs From Nearby Terms

Mandatory commitment differs from Best-Efforts Commitment because mandatory execution places a stronger delivery burden on the lender.

It differs from Rate Lock because rate lock is the borrower-facing rate agreement, while mandatory commitment is part of the lender’s investor or market execution.

It also differs from Loan Sale because a commitment sets up a future delivery or sale obligation, while the loan sale is the actual transfer.

Knowledge Check

  1. Does a mandatory commitment change the borrower’s signed note terms? No. It is a lender-side secondary-market obligation, not a borrower loan-term change.
  2. Why can mandatory commitments make lock management important? The lender may have a delivery obligation even when individual loans change or do not close as expected.
Revised on Saturday, May 23, 2026